SEBI & Stock Exchange Compliances
LODR, PIT & exchange disclosures
Listed-company compliance under SEBI (LODR) — periodic disclosures, PIT/SDD, corporate governance reports, and coordination with NSE/BSE.
Scope of work
- Compliance with SEBI (LODR) Regulations, 2015 and related circulars
- Quarterly, half-yearly, and annual stock exchange disclosures
- Filing of shareholding pattern (Regulation 31) and corporate governance reports
- Submission of financial results and outcome of Board Meetings
- Compliance with Regulation 30 — material event disclosures
- Insider trading disclosures under the PIT Regulations
- Maintenance of the Structured Digital Database (SDD)
- Compliance with SEBI (SAST) Regulations, 2011 for acquisitions and takeovers
- Preferential allotment, bonus issue, rights issue, and corporate actions
- Coordination with stock exchanges (NSE / BSE) for filings and approvals
- AGM / EGM and voting disclosures (scrutinizer reports, e-voting)
- Handling of investor grievances and exchange correspondence
- Advisory on listing obligations, governance standards, and regulatory updates
- Support during SEBI inspections, queries, and compliance reviews
Documents to get started
The initial list below helps us assess your assignment. We confirm the exact requirements after review. Please do not send confidential records through the initial enquiry form.
- Entity and listing details, applicable registrations and reporting period
- Relevant Board records, prior reports and exchange correspondence
- The documents and records relevant to the proposed work, as confirmed after our initial review
Frequently asked questions
Can you support an already listed company?
Yes. We can review existing disclosures, governance records and continuing obligations before agreeing recurring or assignment-specific support.
Does this include insider-trading and SDD work?
Insider-trading procedures, disclosures and Structured Digital Database compliance support can be covered in the agreed scope.
What is the expected turnaround?
We confirm an assignment-specific timeline after reviewing the scope and documents. Document readiness, third-party inputs and authority approvals can affect completion; no regulatory approval date is guaranteed.