Annual Secretarial Compliance Report
Annual review of listed-company SEBI compliance
Review of applicable SEBI regulations and circulars, identification of observations and preparation of the annual secretarial compliance report.
Scope of work
- Review of compliance with applicable SEBI regulations and circulars
- Examination of records, filings and management representations
- Review of observations, prior-year actions and regulatory correspondence
- Preparation of the Annual Secretarial Compliance Report under Regulation 24A
- Discussion of corrective actions and management responses
- Support with the applicable exchange submission process
Documents to get started
The initial list below helps us assess your assignment. We confirm the exact requirements after review. Please do not send confidential records through the initial enquiry form.
- Entity and listing details, applicable registrations and reporting period
- Relevant Board records, prior reports and exchange correspondence
- SEBI compliance records, prior report and corrective-action status
Frequently asked questions
How does this differ from secretarial audit?
This report addresses applicable SEBI compliance for the reporting period. Secretarial audit is a separate assignment with its own scope and report.
Can prior observations be included in the review?
Yes. Prior reports, corrective actions and relevant authority correspondence form part of the records reviewed.
What is the expected turnaround?
We confirm an assignment-specific timeline after reviewing the scope and documents. Document readiness, third-party inputs and authority approvals can affect completion; no regulatory approval date is guaranteed.