Services to NBFCs
RBI licensing & ongoing compliance
Full lifecycle support for NBFCs — registration, RBI Master Direction compliance, periodic returns, governance, and inspection readiness.
Scope of work
- RBI licensing, registration, and classification of NBFCs
- Net Owned Fund (NOF) requirements and compliance structuring
- Compliance under the RBI Master Directions for NBFCs
- Periodic RBI filings, returns, and reporting requirements
- Prudential norms — asset classification, provisioning, exposure limits
- Corporate governance framework for NBFCs
- Fund raising, debt structuring, and ECB-related compliance
- Change in control, management, or shareholding approvals from RBI
- NBFC mergers, acquisitions, and restructuring transactions
- Board and regulatory policies (KYC, AML, risk management)
- Internal compliance audits and RBI inspection readiness
- Handling of RBI queries, notices, and compliance observations
- Advisory on co-lending, securitization, and product structuring
- Ongoing secretarial and regulatory compliance for NBFC operations
Documents to get started
The initial list below helps us assess your assignment. We confirm the exact requirements after review. Please do not send confidential records through the initial enquiry form.
- Entity and registration details, ownership and investment information
- Relevant bank, transaction and previous regulatory reporting records
- The documents and records relevant to the proposed work, as confirmed after our initial review
Frequently asked questions
Can you support an existing NBFC?
We can review current registrations, records and reporting obligations before agreeing ongoing or specific compliance support.
Can you assist during registration or a change in control?
We review the proposal and requirements, then confirm the documentation and regulatory support to be covered.
What is the expected turnaround?
We confirm an assignment-specific timeline after reviewing the scope and documents. Document readiness, third-party inputs and authority approvals can affect completion; no regulatory approval date is guaranteed.